Fully Integrated Compliance
Maximize compliance with automated Escrow, KYC, AML, Payments, E-signatures, and more.
Anti-Money Laundering (AML) Checks
We provide multiple KYC options, collecting customer data and performing complete AML background checks. With the collected data we run a rigorous analysis to verify the identity of the customer. If the customer is international then we require their passport, national id and a residential document.
AML Screening Includes:
- OFAC - Office of Foreign Assets Control - SDN list
- Office of Controller of Currency - Unauthorized Banks
- Her Majesty’s Treasury’s Consolidated List ofFinancialSanctions Targets
- OSFI - Canada
- Commodity Futures Trading Commission List ofRegulatory & Self-Regulatory Authorities
- State Department Terrorist Exclusions
- Defense Trade Controls (DTC) Debarred Parties
- United Nations Named Terrorists
- European Union Designated Terrorists
- US Bureau of Industry & Security - UnverifiedEntities,Denied Entities and Denied Persons List
- Federal Bureau of Investigations (FBI) Lists -IncludingWhite Collar & Cyber-Crime Lists
- Foreign Agent Registrations Act
- World Bank Ineligible Firms
- International Police Most Wanted and Red Alerts
- Financial Crimes Enforcement Network (FINCEN)Special Alert List
- Politically Exposed Persons
- Terrorist Financing List
- Various Gaming Commission Sanction Lists
We support multiple escrow providers. Open escrow accounts online for each offering and send payments from investors directly into escrow for hassle-free accounting reconciliation - automation. Disbursements and closings can all be done online. Now banks, trust companies, law firms and other escrow agents can manage escrows with 10, to 10,000 or more people participating.
- Investment funds via ACH, wire and check
- Escrow accounts usually set up in 24 hours
- Easily process distributions and refunds
- For offerings from $50,000 – $1,000,000,000
- Unlimited investors
- Complete accounting
- Administrator controls, all actions timestamped and recorded
- AML systems
- Bad Actor verifications
- Equity and Debt: 506(b), 506(c), Reg A, Reg S, Reg CF and more.
Automate payment processing and accept your choice of payment methods online from the following options:
- Credit & Debit Cards
We support multiple accreditation methods and services, including no-cost self-certification and CPA Letter upload as well as Verify Investor and Invest Ready 3rd party services.
Broker-dealers can easily manage their tech-driven offerings using our powerful compliance and syndication tools. Full support for Reg. CF non-accredited portals.