Compliance Services

Maximize compliance with integrated Escrow, KYC, AML, ACH Payments, E-signatures, and more.

Watch our Compliance Video


JOBS Act Regulations

Raise capital using any regulations including Reg. D, Reg. A, Reg. CF, and Reg. S.


Anti-Money Laundering (AML) Checks

We provide multiple KYC options, collecting customer data and performing complete AML background checks. With the collected data we run a rigorous analysis to verify the identity of the customer. If the customer is international then we require their passport, national id and a residential document.

AML Screening Includes:

  • OFAC - Office of Foreign Assets Control - SDN list
  • Office of Controller of Currency - Unauthorized Banks
  • Her Majesty’s Treasury’s Consolidated List ofFinancialSanctions Targets
  • OSFI - Canada
  • Commodity Futures Trading Commission List ofRegulatory & Self-Regulatory Authorities
  • State Department Terrorist Exclusions
  • Defense Trade Controls (DTC) Debarred Parties
  • United Nations Named Terrorists
  • European Union Designated Terrorists
  • US Bureau of Industry & Security - UnverifiedEntities,Denied Entities and Denied Persons List
  • Federal Bureau of Investigations (FBI) Lists -IncludingWhite Collar & Cyber-Crime Lists
  • Foreign Agent Registrations Act
  • World Bank Ineligible Firms
  • International Police Most Wanted and Red Alerts
  • Financial Crimes Enforcement Network (FINCEN)Special Alert List
  • Politically Exposed Persons
  • Terrorist Financing List
  • Various Gaming Commission Sanction Lists
CrowdEngine Services AML/KYC


We support multiple escrow providers. Open escrow accounts online for each offering and send payments from investors directly into escrow for hassle-free accounting reconciliation - automation. Disbursements and closings can all be done online. Now banks, trust companies, law firms and other escrow agents can manage escrows with 10, to 10,000 or more people participating.

  • Investment funds via ACH, wire and check
  • Escrow accounts usually set up in 24 hours
  • Easily process distributions and refunds
  • For offerings from $50,000 – $1,000,000,000
  • Unlimited investors
  • Complete accounting
  • Administrator controls, all actions timestamped and recorded
  • AML systems
  • Bad Actor verifications
  • Equity and Debt: 506(b), 506(c), Reg A, Reg S, Reg CF and more.
CrowdEngine Escrow Services
CrowdEngine Payment Processing

Payment Processing

Automate payment processing and accept your choice of payment methods online from the following options:

  • ACH
  • Check
  • Credit & Debit Cards
  • Bitcoin
  • Ethereum
  • Wire
CrowdEngine Bad Actor Checks

Investor Accreditation

We support multiple accreditation methods and services, including no-cost self-certification and CPA Letter upload as well as Verify Investor and Invest Ready 3rd party services.

FINRA Compliance

Broker-dealers can easily manage their tech-driven offerings using our powerful compliance and syndication tools. Full support for Reg. CF non-accredited portals.

CrowdEngine Broker Dealer Technology

Contact us to see how we can automate all your compliance today